Group

Poonam Patel

Compliance Associate


Poonam assists Compliance within the Fund Management Division based in London. She is also a key member of the Data Privacy Team and Group Compliance Team and as such is involved in various compliance projects, monitoring and reporting. She is responsible for providing inhouse training on areas including Anti-Bribery and Corruption, Data Privacy and Anti-Money Laundering as well as drafting and implementing Group wide policies and processes.


Experience

Poonam’s background is legal, having worked within the profession in various areas of law including Criminal, Property and Personal Injury since graduation. She moved into a compliance role within a financial services company in 2016 and has since focused her expertise within this field, she expanded this to include Data Protection when she commenced working for MJ Hudson.


Education

  • Law degree from De Montfort University and Legal Practice Course from the same University.
  • Also successfully passed two exams within Level 4 of the Investment Advice Diploma with the Chartered Institute for Securities & Investment.

Interests

Poonam’s hobbies include reading, keeping fit and travelling.