Graham helps appointed representative clients with the on boarding process onto MJ Hudson’s platform which consists of relationship management, conducting KYC’s, managing the due diligence process, up until a prospective clients joins MJ Hudson’s platform. In addition, Graham provides compliance assessments of the Appointed Representatives daily activities working in collaboration with the fund managers and legal team within MJ Hudson’s team.
Graham has over 35 years of experience in the securities and wealth management industry. Prior to joining MJ Hudson Graham was COO at Optimus Capital LLP where he was responsible for business management with overall responsibility for financial control, legal, compliance and operations. Previously he was a member of the institutional broking team at Matrix Securities and Metzler Bank. He was with Pershing Securities for 15 years where he was latterly a Manager with overall responsibilities for client services and prior to that Operations. He started his career at the Royal Bank of Scotland in Edinburgh.
Graham enjoys Opera and sings in a number of choirs that perform regularly in the UK and overseas.
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