Group

Regulatory Solutions

A refreshing approach to financial services regulatory compliance.

MJ Hudson’s Regulatory Solutions team serves the full spectrum of investment businesses in the Europe. We have seven main business lines which are shown below (please click through for more information) and revolve around two core objectives:

  1. Business friendly: We are here to help you navigate regulatory complexity and help you do business quickly and efficiently
  2. Risk management: We seek to reduce your financial and reputational risks through providing robust but pragmatic advice and guidance

We serve the following investment segments: corporate finance, fin tech, investment platforms, M&A, private equity, venture capital, UCITS, institutional investment management and investment advisory, private wealth management, infrastructure, hedge funds and business using distributed leger technology and smart contracts.

If you’re interested in insights and critical commentary on key conduct and prudential matters that are of relevance to the investment management community – consider subscribing to our Regulatory Refreshment newsletter or joining our Regulatory Solutions LinkedIn community.

OUR CLIENTS

"MJ Hudson have been a terrific partner for Trimountain Partners - extremely helpful on questions, quick turnaround on requests and good advice. We highly value our relationships with them and are extremely grateful for their ongoing immense support and advice. It’s been a genuine pleasure working with MJ Hudson over the last four years, and we look forward to continuing to work closely with them in the years ahead, building further on our excellent relationship"

Ali Khanbhai, Trimountain Partners

We have been a client of MJ Hudson for over 4 years and have been extremely happy with the level of service. Excellent communication and documentation, attention to detail and, most importantly, the customised solution approach and mindset. The team always go above and beyond their agreed scope of work and we have always felt very important. It’s just been a blessing for a small manager like us to have MJ Hudson on our side right from the beginning. We highly recommend them to anyone"

Meraj Alam, Earlsfield Capital Partners

"The ability for us to explain a transition in our business and operating model into unchartered regulatory framework to a supporting and constructive regulatory leadership from Mike Booth on MJ Hudson's side. Understanding and support that then expanded into the whole AR Team"

Pablo Vergara, The Hub Exchange Limited

"MJ Hudson’s quality, flexibility and expediency of response and execution, accompanied by the depth of their offering, is the best we have experienced to date"

Igor Erker, Zenith Investment Management Ltd

“I’m a great advocate for MJ Hudson. We engaged the team to become an Appointed Representative of MJ Hudson under their guidance and support, and this initially daunting process was made far easier and smoother than we expected… dare I say even enjoyable! Credit to the whole team at MJ Hudson.”

Victoria Gray, The Real Economy Effect Ltd (TREE)

OUR SERVICES

Appointed Representative Services

Regulatory Advice

FCA Direct Authorisation Solutions

Outsourced Compliance

Regulatory Change

Privacy and Data Protection Solutions

UCITS and AIFM Designated Individuals

Money Laundering Reporting Officer Services

Latest Newsletter

Regulatory Capital – Top 10 Tips

USEFUL GUIDES

Outsourced Trading

DOWNLOAD NOW VIEW ALL GUIDES