We advise clients on reviewing their internal procedures and reporting. The Firm also advises on a number of related regulatory matters such as conduct of business rules, regulatory capital, client and product documentation and European Union developments.
Conduct of secondary sales, conflicts of interests, transparency, corporate governance and the conduct of placement agents are all coming under increasing scrutiny, both by regulatory bodies and by investor associations. Our focus on the alternative assets industry makes the Firm well-placed to guide our clients through these issues.